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Top 5 Private Equity Practices Grabbing SEC Attention

Private equity firms are facing unprecedented regulatory scrutiny regarding their business practices. Following a May 2016 speech from Andrew Ceresney, Director of the Division of Enforcement of the SEC, highlighting the SEC’s intensifying enforcement focus on private equity fund practices, we have witnessed several high profile cases focused on fee and expense practices of private equity firms. Since the speech in mid-2016, private equity advisers have paid over $100 million in civil monetary penalties to the SEC and/or disgorgements or reimbursements to fund investors.

Paul Hastings invites you to join our one-hour webinar or live discussion in New York on what private equity practices are under the SEC’s microscope and what stakeholders can be doing to protect themselves.

TOPICS INCLUDE:

  • Accelerated Monitoring Fees
  • Broken Deal Expenses
  • Allocation of Firm’s Registration Expenses to Investor

SPEAKERS INCLUDE:


Monique S. Botkin (Moderator)
Associate General Counsel, Investment Adviser Association

Hon. Troy Paredes
Former SEC Commissioner, Founder, Paredes Strategies LLC

Stefano Vranca
Advisory Principal-in-Charge, California Region, Marcum LLP

Tram Nguyen
Corporate Partner, Paul Hastings

Nick Morgan
Litigation Partner, Paul Hastings


RSVP to Chrissy Daemi by October 14, 2016

Webinar details will be included in the confirmation to all registrants.
A light lunch will immediately follow the program for those attending in New York.

Pending CLE General Credit
Paul Hastings is an accredited MCLE provider for CA, IL, GA, NY and England/Wales.

Event Contact:
Chrissy Daemi
chrissydaemi@paulhastings.com
212.318.6530