Securities Enforcement

Companies facing securities-related investigations and enforcement actions must address both the immediate legal challenges and the larger impact on their business. We can help.

Latest Insights, News, and Events

Latest Insights, News, and Events

Client Successes

Secured a landmark decision for a leading supplier for the global offshore energy industry, resolving an investigation of alleged corruption in two jurisdictions

Represented a multinational pharmaceutical company in a high-profile investigation by the U.S. Department of Justice (DOJ) and Securities and Exchange Commission (SEC)

Advised American Stock Transfer & Trust Company on the successful resolution of a New York Department of Financial Services enforcement investigation

Successfully Navigating Securities Enforcement Actions

We have a strong record of guiding our clients through investigations and enforcement actions pursued by the U.S. SEC, DOJ, FINRA, and other U.S. and overseas regulators. We help secure successful outcomes—both in and out of the courtroom.

Deep Experience, Firsthand Knowledge

  • Our highly skilled team includes prominent alumni of the SEC and DOJ who have the insight and credibility to resolve matters with government agencies swiftly and successfully.
  • We have successfully defended publicly traded corporations and their officers and directors in SEC and DOJ proceedings involving allegations of insider trading, FCPA violations, accounting fraud, and disclosure fraud.
  • We have comprehensive experience representing audit committees in internal investigations.

Industry Recognition

  • Recognized among the leading securities litigation practices by The Legal 500 US
  • Ranked among the leading firms for dispute resolution in The American Lawyer’s Litigation Power Rankings