Scott GluckScottGluck
Of Counsel, Investment Funds & Private Capital
Scott Gluck is Of Counsel in the Investment Funds & Private Capital practice at Paul Hastings and is based in the firm’s New York office. Scott focuses his practice on counseling investment advisers on regulatory, compliance, and formation matters relating to private funds. Scott helps fund sponsors develop firm-wide compliance programs, navigate a rapidly changing regulatory environment and prepare for SEC examinations. He is the principal author and executive editor of the Guide to Private Equity Regulatory Compliance, published by Thompson in 2016.
Scott served as outside regulatory counsel for a leading trade association for the middle-market private equity industry, assisting it in engaging with the SEC and Congress. He also has significant experience in structuring, launching and marketing private funds, as well as advising global institutional and family office investors into private funds.
Serves as primary regulatory counsel for numerous investment advisers, private fund sponsors and asset managers.
Represented a global fund-of-fund manager in multiple transactions, including in its investments into a variety of private equity, real estate, venture capital and co-investment funds.
"New Marketing Rule Under the Investment Advisers Act – Compliance Date Is Approaching," Alert, Co-author
OCTOBER 17, 2022
"New York City Bar Association Releases Report on CCO Liability: Four Recommendations for Regulators," Compliance & Enforcement, Co-author
SEPTEMBER 28, 2020
"SEC Official Meets with PE Firms, Outlines Regulatory Priorities," Middle Market Growth
FEBRUARY 12, 2020
"The PFM Powerlist," PEI Manager, Featured
MARCH 23, 2018
Guide to Private Equity Regulatory Compliance, Thompson, Principal Author and Executive Editor
2016
Member
Compliance Committee, New York City Bar Association
Co-Chair
Securities Subcommittee, New York City Bar Association (2021-22)
- "How to Create a Killer PPM and Ace Due Diligence," Private Equity Professional Webinar, SpeakerSEPTEMBER 22, 2022
- "CCO Liability and Regulatory Update: What Every CCO Needs to Know," New York City Bar, Webcast, Program Co-ChairFEBRUARY 25, 2021