11th Annual Hedge Fund General Counsel and Compliance Officer Summit
Paul Hastings is a sponsor of the Corporate Counsel 11th Annual Hedge Fund General Counsel and Compliance Officer Summit
This summit provides a forum for hedge fund managers and investors to acquire the tools and best practices they need to tackle these issues and apply them within their own firms.
Paul Hastings speakers include:
Tram Nguyen, Partner, Corporate, Paul Hastings
Palmina Fava, Partner, Litigation, Paul Hastings
October 4th: 4-5pm - FCPA: Lessons Learned from Recent Cases
• Measures to include within your compliance program to avoid corruption
• How the current SEC administration and Justice Department are working to combat corruption
Moderators - Tram Nguyen and Palmina Fava****
October 5th: 8:45 – 9:45 am - Shedding Light on the Exam and Enforcement Landscape Under the Trump Administration
• Now that we are approaching the one-year mark of the new administration, what has changed? How are hedge funds being impacted?
• What are the latest SEC mandates, goals and regulatory priorities?
• Anecdotal evidence of SEC and NFA exams and enforcement actions under the new regime: What to expect
• How will big data be used by the new administration and how will this impact enforcement?
Moderator - Tram Nguyen
Westin Times Square
270 West 43rd Street
_New York, NY
_To register for this summit, visit the website at: