Speaking Engagement
PLI’s Private Placements and Hybrid Securities Offerings 2018
Monday, May 21, 2018 - Wednesday, May 23, 2018
12:00 AM GMT - 12:00 AM GMT
New York, NY
1777 Avenue of the Americas
New Yotk , USA
Join our expert faculty of leading practitioners and regulators as they discuss and analyze the changing regulatory framework and market for private offerings. We begin by addressing the basics of private placements, sales of restricted securities, Rule 144 and Section 4(a)(1-1/2) transactions and block trades. We also address the changes to private and exempt offerings brought about by the JOBS Act, including matchmaking platforms, “accredited investor” crowdfunding, offerings using general solicitation, Rule 144A offerings, and the practical implications of these changes for issuers, broker-dealers and investment advisers. The panelists will discuss the considerations that have led many companies to remain private longer and defer IPOs, while creating liquidity opportunities for holders through private secondary trading markets. Panelists will also address the basics of traditional private placements, PIPE transactions, and Rule 144A transactions, as well as recent developments affecting each of these capital-raising alternatives.
Cathleen McLaughlin, Paul Hastings partner, Corporate Department, will participate on the following panel:
Monday, May 21, 201811:15 Rule 144A Offerings and 4(a)(2) Debt Private Placements
Conditions for safe harbor
144A for life deals
144A offerings for reporting issuers
Structuring and marketing considerations and changes resulting from JOBS Act
Documentation and settlement issues
Overview of the 4(a)(2) debt private placement market and market practice
Stuart D. Fishman, Nicolas Grabar, Cathleen E. McLaughlin
For more information, please visit PLI's website.