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Steps to Avoid Losing Form S-3 Eligibility & Incurring Other Penalties after a Late Exchange Act Filing, Part 1

December 01, 2008

By JEFFREY HARTLIN

This is the first of a two-part series on how issuers can avoid losing Form S-3 eligibility. In this installment, the author details the implications of the loss of Form S-3 registration statement eligibility. The second part, dealing with remedial actions to “correct” missed filing deadlines, will be published in our November issue.

Contributors

Image: Jeff Hartlin
Jeff Hartlin
Partner, Corporate Department