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Client Alert

Annual Updating Amendment for SEC-Registered Advisers

February 01, 2002

By Paul Hastings Professional

Time to remind you that SEC-registered advisers are required to file an Annual Updating Amendment to their Form ADV within 90 days of fiscal year end. The Annual Amendment typically updates formation about the adviser including its assets under management and eligibility to continue its registration with the SEC.

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Practice Areas

Securities Litigation


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