Derek Evan Wetmore

A blockchain company in resolving a first-of-its-kind lawsuit filed in federal court alleging that Non-Fungible Tokens (NFTs) were securities governed by federal securities law.
Worked as a member of the trial team for a highly prominent ten-week federal criminal trial in the Southern District of New York.
A Fintech company in multiple confidential state and federal investigations concerning alleged violations of consumer protection laws.
A Fortune 50 financial services company in investigations by the SEC regarding algorithmic trading programs and alleged BSA/AML violations.
Served on the independent Monitor Team for a DOJ and SEC FCPA Monitorship of a fintech company.
Served on the independent Compliance Consultant Team for an SEC FCPA Monitorship of a medical device company.
Medical device and medical care companies through DOJ and SEC investigations of alleged FCPA violations and subsequent government-imposed compliance Monitorships.
Achieved pretrial diversion resolution resulting in no charges in a False Claims Act DOJ investigation regarding a government contractor.
Conducted dozens of investigations into potential bribery allegations and purported violations of internal financial controls for public and private clients in Europe, the Middle East, Asia, and the Americas.

Derek Evan WetmoreDerek EvanWetmore