FMA 2023 Securities Compliance Seminar: SEC Marketing and Solicitation Rule 206(4)-1 Panel

Michael Wheatley, Of Counsel at Paul Hastings, will moderate and also speak at the SEC Marketing and Solicitation Rule 206(4)-1 panel at FMA’s 2023 Securities Compliance Seminar – May 3-5 in Fort Lauderdale.  The panel will discuss the use of testimonials and endorsements and the specific requirements that must be satisfied as well as challenges with social media.