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Insights
Insights
Title
Date
Associated Professionals
Unprecedented Private Equity Funds ERISA Decision Is Reversed
12/3/2019
By
Eric Keller
,
Stephen Harris
&
Dan Stellenberg
Federal Regulators Propose Madden Fix
12/2/2019
By
Lawrence D. Kaplan
,
Thomas Brown
,
Richard Davis
, &
Richard Hopkins
The SEC Clears the Path for Investors as Potential Whistleblowers: Greater Scrutiny May Be on the Horizon During Regulatory Examinations
11/21/2019
Ira Kustin
,
John P. Nowak
,
Michael Spafford
,
Amanda Pober
&
Daren Stanaway
CCPA: My Business Isn’t Based In California – Should I Be Taking Action?
11/11/2019
By
Sarah Pearce
,
Behnam Dayanim
,
Ashley Webber
&
Claire Blakey
Federal Circuit Rules PTAB APJs Violate Appointments Clause
11/1/2019
By
Naveen Modi
,
Joseph E. Palys
,
Stephen B. Kinnaird
,
Igor Timofeyev
&
Daniel Zeilberger
CFTC to Commence New Examination Program Targeting Swap Dealers and CPOs
11/1/2019
By
Michael L. Spafford
,
Joyce Sophia Xu
&
Daren F. Stanaway
Proposed Amendments to U.S. Prudential Regulators’ Margin Rules for Non-Cleared Swaps
10/25/2019
By
Joyce Sophia Xu
,
Michael Spafford
,
Diona Park
,
Daren Stanaway
&
Matthew Smith
SEC Charges Bevy of Foreign Traders in Alleged Spoofing Ring
10/24/2019
By
Michael L. Spafford
,
John P. Nowak
,
Daren F. Stanaway
& Kathryn Harris
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