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Insights

Title Date Associated Professionals
Unprecedented Private Equity Funds ERISA Decision Is Reversed 12/3/2019 By Eric Keller, Stephen Harris & Dan Stellenberg
Federal Regulators Propose Madden Fix 12/2/2019 By Lawrence D. Kaplan, Thomas Brown, Richard Davis, & Richard Hopkins
The SEC Clears the Path for Investors as Potential Whistleblowers: Greater Scrutiny May Be on the Horizon During Regulatory Examinations 11/21/2019 Ira Kustin, John P. Nowak, Michael Spafford, Amanda Pober & Daren Stanaway
CCPA: My Business Isn’t Based In California – Should I Be Taking Action? 11/11/2019 By Sarah Pearce, Behnam Dayanim, Ashley Webber & Claire Blakey
Federal Circuit Rules PTAB APJs Violate Appointments Clause 11/1/2019 By Naveen Modi, Joseph E. Palys, Stephen B. Kinnaird , Igor Timofeyev & Daniel Zeilberger
CFTC to Commence New Examination Program Targeting Swap Dealers and CPOs 11/1/2019 By Michael L. Spafford, Joyce Sophia Xu & Daren F. Stanaway
Proposed Amendments to U.S. Prudential Regulators’ Margin Rules for Non-Cleared Swaps 10/25/2019 By Joyce Sophia Xu, Michael Spafford, Diona Park, Daren Stanaway & Matthew Smith
SEC Charges Bevy of Foreign Traders in Alleged Spoofing Ring 10/24/2019 By Michael L. Spafford, John P. Nowak, Daren F. Stanaway & Kathryn Harris

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