To navigate the changes occurring in today’s complex and fast-moving regulatory environment, financial firms need experienced counsel to help them manage risk and navigate new paths to growth. We can help.
Guiding Clients through the Regulatory Environment
Our lawyers have the deep industry knowledge and firsthand experience to help our clients understand and address today’s complex challenges—including business, operational, transactional, litigation, regulatory compliance, technology, legislative, and reputation risks.
We provide strategic, pragmatic counsel to a wide range of U.S. and international clients, including banks and thrifts, their holding companies, foreign banks, industrial loan companies, insurance and securities firms, mortgage companies, and other financial services firms.
Strategic Counsel with a Proven Track Record
Key members of our practice are former regulators in the U.S. and the U.K., and our attorneys have strong working relationships at each of the U.S. federal banking agencies, enabling us to influence pending regulatory and legislative issues.
We counsel some of the world’s largest financial institutions on issues as diverse as the proper choice of charter to conduct activities, capital and regulatory requirements, and the structuring of products and services.
In addition to representing many of our clients in mergers and acquisitions, we help board members address the complex issues involved in a regulatory investigation—or in a regulatory failure prior to a formal investigation being launched.