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Image: David A Hearth

David A Hearth

Partner, Corporate Department
旧金山
101 California Street
Forty-Eighth Floor
San Francisco, CA
94111
United States

传真: 1(415) 856-7107

Overview

David Hearth is a partner in the Corporate practice at Paul Hastings and is based in the firm's San Francisco office. Mr. Hearth has an investment management, corporate and securities practice. He represents investment companies and partnerships, investment advisers, broker-dealers and independent board members of registered investment companies. He also has broad investment management industry experience in general business matters, including merger and acquisition transactions. Mr. Hearth actively represents investment management organizations in all phases of their activities, including launching new fund groups and innovative new products and services, handling special compliance and regulatory matters, obtaining exemptive and no-action relief from the SEC, working on acquisitions, and providing fiduciary counseling.

Accolades and Recognitions

  • The Legal 500, Investment Fund Formation & Management - Mutual/Registered/Exchange-Traded Funds (2021)

  • Chambers USA, Nationwide, Investment Funds: Registered Funds

  • The Legal 500, Mutual/Registered Funds

Education

  • Harvard Law School, J.D., 1987

  • Lewis & Clark College, B.A., 1984

Speaking Engagements

  • Speaks frequently at industry conferences and seminars on investment management topics for events sponsored by IDC, NSCP, NICSA, and others.

  • Quoted in industry press dozens of times over the past several years.

Recent Representations

  • Kayne Anderson's NYSE-traded closed-end investment companies in their IPOs and numerous follow-on public and private offerings of common and preferred stock and senior notes totaling several billion dollars

  • TCW Funds, Metropolitan West Funds and their investment advisers, in mutual fund matters related to the Carlyle Group's purchase of a controlling interest in TCW Group from Société Générale

  • Matthews Asia Funds in the acquisition and reorganization of The Japan Fund (Nomura Partners Funds) into the Matthews Japan Fund

  • Forward Management and Getty ownership interests in the acquisition of Forward by Salient Partners

  • First-ever registered exchange offering of public for private Rule 144A notes by a closed-end investment company

  • GE Asset Management in the sale of its retail mutual fund group

  • First-ever conversion of a mutual fund into a publicly traded business development company

  • GE Capital Corporation's investment adviser subsidiary with respect to various investment advisory arrangements

  • Metropolitan West Funds and Metropolitan West Asset Management in mutual fund matters related to the acquisition by TCW Group

  • Independent board members of various mutual fund groups with respect to a wide range of ongoing fiduciary responsibilities

Practice Areas

Investment Management
Mergers and Acquisitions
Corporate
Private Investment Funds
Securities and Capital Markets
Impact and Sustainability
ESG Risk, Strategy, and Compliance
Impact Investing

Languages

English

Admissions

California Bar
Massachusetts Bar

Education

Harvard Law School, J.D. 1987
Lewis & Clark College, B.A. 1984

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