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SEC Roundup

September 21, 2022

By Nick Morgan, & Thomas A. Zaccaro

Video series

Partners Nick Morgan and Tom Zaccaro host "SEC Roundup," a video series focusing on updates from the U.S. Securities and Exchange Commission with various feature guests from within the firm and the industry. Check back regularly for focused conversations, takeaways, outlooks and highlights on all things related to the SEC.

Latest Episode

Episode 32: Should state securities regulators prohibit non-traded REITs?

In this week’s episode of SEC Roundup, Anya Coverman, President and CEO at the Institute for Portfolio Alternatives, discusses the competing investor protection approaches in connection with non-traded REITs. A recent proposal being considered by members of the North American Securities Administrators Association (NASAA) would prohibit investors from pursuing certain investment strategies despite the fact that the SEC already requires non-traded REITS to be registered, providing investors with fulsome disclosures. Read more.


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Image: Nick Morgan
Nick Morgan
Partner, Litigation Department
Image: Thomas A. Zaccaro
Thomas A. Zaccaro
Partner, Litigation Department

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