All Insights

Client Alerts

SEC Proposes New Requirements for Mutual Fund Governance and Advisers Code of Ethics

January 30, 2004

By Investment Management Practice Group

In a series of actions undertaken as part of its ongoing efforts to strengthen the corporate governance companies and investment advisers, the Securities and Exchange Commission on January 14, 2004 proposed a variety of new regulatory requirements.

Practice Areas

Get In Touch With Us

Contact Us