Rapid Rulemaking: SEC Update
April 05, 2023Exchanges Propose Listing Standards Related to Executive Compensation Clawback Rules
By Jeff Hartlin, Spencer Young, and Jiajun Lu
January 13, 2023SEC Issues Updated FAQ on Marketing Rule
December 23, 2022SEC Adopts Amendments Revamping Rule 10b5-1 Trading Regime and Mandating Related Disclosures
By Jeffrey Hartlin, Spencer Young & Robert N. Owoo
In June 2021, the Office of Information and Regulatory Affairs released the Spring 2021 Unified Agenda of Regulatory and Deregulatory Actions, which included the Securities and Exchange Commission’s (the “Commission”) rulemaking agenda (the “Rulemaking Agenda”). The Rulemaking Agenda set an ambitious cadence for the Commission and highlighted a number of its notable rulemaking goals, including disclosure related to special purpose acquisition companies, climate change, human capital management, board diversity, cybersecurity risk, and Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, affirmative defense provisions.