Speaking Engagement

FMA 2023 Securities Compliance Seminar: SEC Marketing and Solicitation Rule 206(4)-1 Panel

Wednesday, May 03, 2023 - Friday, May 05, 2023

12:00 AM EDT - 12:00 AM EDT

Fort Lauderdale , Florida

Michael Wheatley, Of Counsel at Paul Hastings, will moderate and also speak at the SEC Marketing and Solicitation Rule 206(4)-1 panel at FMA’s 2023 Securities Compliance Seminar – May 3-5 in Fort Lauderdale.  The panel will discuss the use of testimonials and endorsements and the specific requirements that must be satisfied as well as challenges with social media.


Image: Michael Wheatley
Michael Wheatley

Of Counsel, Litigation Department

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