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Client Alerts

August 11, 2026

Enforcement Risks for Financial Crime Failings — FCA Guidance for Asset Managers

By Arun Srivastava & Bhavesh Panchal

August 10, 2026

Bank On It: August 2026 Update

By Lawrence D. Kaplan, Jason Shafer, Nathan S. Brownback and AbShamray

August 05, 2026

FCA Proposes Fundamental Overhaul of the UK Remuneration Regime for Investment Firms, Asset Managers and UCITS Management Companies

By Stephen Diosi, Zach Milloy, Harry Meek, & Bhavesh Panchal

July 28, 2026

FINRA Publishes Report of Recommendations To Improve Enforcement Program

By Brad Bondi, Kenneth P. Herzinger, Michael L. Spafford, Michael Wheatley, & Derek Evan Wetmore

July 24, 2026

Alta Wind Court Order Offers Guidance on Valuation and Allocation Practices for Renewable Energy Projects

By Michael D. Haun, Emma Greenlee, Elaine Lee, Lena Son, & Auburn Wise