Client Alert

Investment Funds & Private Capital Market Insights: SEC Announces 2024 Examination Priorities

October 24, 2023

By John L. Budetti,Scott Gluck,& Ryan Swan

The SEC’s Division of Examinations (“DOE”) recently released its 2024 examination priorities (available here). The SEC provides examination priorities on an annual basis to convey to registrants specific areas that DOE will focus on in the coming year. This client alert focuses on examination priorities most relevant for private fund sponsors.

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Practice Areas

Investment Funds & Private Capital

For More Information

Image: John L. Budetti
John L. Budetti

Partner, Corporate Department

Image: Scott Gluck
Scott Gluck

Of Counsel, Corporate Department

Image: Ryan Swan
Ryan Swan

Partner, Corporate Department

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