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Investment Management

In today’s investing climate, having a critical perspective on both anticipating risk and acting on opportunities is more essential than ever. Our investment management lawyers have the capabilities and industry experience necessary to advise clients from throughout the investment management industry as they navigate these challenging times.

Latest Insights, News, and Events

Paul Hastings Practices and Lawyers Score Top Rankings in Chambers USA 2017
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The U.S. Supreme Court Hears Oral Argument on Whether American Pipe Tolling Applies to Statutes of ...
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Investment Recommendations under MAR – Operative Guidelines Issued by the Italian Securities and ...
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How to Identify Inside Information – A Helpful Guideline Provided by the Italian Securities and ...
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Teton Advisors Completes Acquisition of Keeley Asset Management
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Paul Hastings Named European Law Firm of the Year by PDI
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Section 13 SEC Reporting by Advisers and Brokers and Section 16 SEC Reporting by “Insiders” of ...
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Teton Advisors to Acquire Keeley Asset Management
More News >
Paul Hastings Advises on Z-Obee Restructuring
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Paul Hastings Expands Investment Management Practice with Partner Additions in New York and Los ...
More News >
Ping An Consortium Invests in Nu Skin Enterprises
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Ally Bridge Group invests in China's Oncology Big Data Company, LinkDoc Technology
More News >
Alternative Lending in Italy: A Significant Step Forward
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China Orient and KKR’s Distressed Debt Venture in China
More News >
SEC’s Division of Investment Management Releases Guidance on Mutual Fund Distribution and ...
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Changes to AIM Rules for Investing Companies
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PATH Act Amends Rules Relating to REITs and FIRPTA
More Insights >
SEC Proposes Comprehensive Rule Governing Use of Derivatives by Investment Companies
More Insights >
Hedge Fund Report: Summary of Key Developments - Fall 2015
More Insights >
CFTC Action Against Kraft May Be an Important Early Test of New Anti-Fraud Authority, Part 2
More Insights >
GAMCO Investors, Inc. Spins Out Subsidiary Associated Capital Group, Inc.
More News >
Eaton Vance Distributors Launches Suite of First Unit Investment Trusts
More News >
SEC Proposes Sweeping New Liquidity Risk Management Rules for Mutual Funds and ETFs
More Insights >
Innovative Debut Notes Platform From Etihad’s Equity Alliance Partners
More News >
SEC Charges Investment Adviser and Mutual Fund Board Members with Failures in 15(C) Advisory ...
More Insights >
SEC Proposes Rules to Enhance Reporting by Investment Companies and Investment Advisers
More Insights >
Paul Hastings Lands Top Rankings in Legal 500 United States 2015
More News >
SoftBank to Invest US$1 Billion into Korea’s Largest Online Retailer
More News >
Regulatory Update: Recent Judicial Decisions Bring Changes to Financial Services Industry
More Insights >
Hedge Fund Report - Summary of Key Developments - Spring 2015
More Insights >
Loan Origination by Debt Funds Permitted in Germany – Milestone Change to BaFin’s Administrative ...
More Insights >
SEC Releases Frequently Asked Questions Related to Valuation Guidance and to Money Market Fund ...
More Insights >
The Future of Italian Mutual Banks
More Insights >
The SEC’s Proposed Disclosure Rules for Hedging Transactions by Directors, Officers, and Employees
More Insights >
Hedge Fund Report—Summary of Key Developments—Fall 2014
More Insights >
Report of Counsel on Recent Legal Developments -- Third Quarter 2014
More Insights >
SEC Adopts Money Market Fund Reforms
More Insights >
Paul Hastings Represents Brookfield Investment Management Inc. in the Reorganization of Five ...
More News >
Implementation of the AIFMD in Italy – Closer to the Finishing Line
More Insights >
SEC Issues Guidance Update Regarding Enhanced Mutual Fund Disclosure
More Insights >

Latest Insights, News, and Events

Paul Hastings Practices and Lawyers Score Top Rankings in Chambers USA 2017
More News >
The U.S. Supreme Court Hears Oral Argument on Whether American Pipe Tolling Applies to Statutes of ...
More Insights >
Investment Recommendations under MAR – Operative Guidelines Issued by the Italian Securities and ...
More Insights >
How to Identify Inside Information – A Helpful Guideline Provided by the Italian Securities and ...
More Insights >
Teton Advisors Completes Acquisition of Keeley Asset Management
More News >
Paul Hastings Named European Law Firm of the Year by PDI
More News >
Section 13 SEC Reporting by Advisers and Brokers and Section 16 SEC Reporting by “Insiders” of ...
More Insights >
Teton Advisors to Acquire Keeley Asset Management
More News >
Paul Hastings Advises on Z-Obee Restructuring
More News >
Paul Hastings Expands Investment Management Practice with Partner Additions in New York and Los ...
More News >
Ping An Consortium Invests in Nu Skin Enterprises
More News >
Ally Bridge Group invests in China's Oncology Big Data Company, LinkDoc Technology
More News >
Alternative Lending in Italy: A Significant Step Forward
More Insights >
China Orient and KKR’s Distressed Debt Venture in China
More News >
SEC’s Division of Investment Management Releases Guidance on Mutual Fund Distribution and ...
More Insights >
Changes to AIM Rules for Investing Companies
More Insights >
PATH Act Amends Rules Relating to REITs and FIRPTA
More Insights >
SEC Proposes Comprehensive Rule Governing Use of Derivatives by Investment Companies
More Insights >
Hedge Fund Report: Summary of Key Developments - Fall 2015
More Insights >
CFTC Action Against Kraft May Be an Important Early Test of New Anti-Fraud Authority, Part 2
More Insights >
GAMCO Investors, Inc. Spins Out Subsidiary Associated Capital Group, Inc.
More News >
Eaton Vance Distributors Launches Suite of First Unit Investment Trusts
More News >
SEC Proposes Sweeping New Liquidity Risk Management Rules for Mutual Funds and ETFs
More Insights >
Innovative Debut Notes Platform From Etihad’s Equity Alliance Partners
More News >
SEC Charges Investment Adviser and Mutual Fund Board Members with Failures in 15(C) Advisory ...
More Insights >
SEC Proposes Rules to Enhance Reporting by Investment Companies and Investment Advisers
More Insights >
Paul Hastings Lands Top Rankings in Legal 500 United States 2015
More News >
SoftBank to Invest US$1 Billion into Korea’s Largest Online Retailer
More News >
Regulatory Update: Recent Judicial Decisions Bring Changes to Financial Services Industry
More Insights >
Hedge Fund Report - Summary of Key Developments - Spring 2015
More Insights >
Loan Origination by Debt Funds Permitted in Germany – Milestone Change to BaFin’s Administrative ...
More Insights >
SEC Releases Frequently Asked Questions Related to Valuation Guidance and to Money Market Fund ...
More Insights >
The Future of Italian Mutual Banks
More Insights >
The SEC’s Proposed Disclosure Rules for Hedging Transactions by Directors, Officers, and Employees
More Insights >
Hedge Fund Report—Summary of Key Developments—Fall 2014
More Insights >
Report of Counsel on Recent Legal Developments -- Third Quarter 2014
More Insights >
SEC Adopts Money Market Fund Reforms
More Insights >
Paul Hastings Represents Brookfield Investment Management Inc. in the Reorganization of Five ...
More News >
Implementation of the AIFMD in Italy – Closer to the Finishing Line
More Insights >
SEC Issues Guidance Update Regarding Enhanced Mutual Fund Disclosure
More Insights >

A FULL-SERVICE APPROACH

  • Our lawyers regularly develop and conduct initial and subsequent underwritten public offerings and rights offerings for closed-end funds, along with handling conversions of closed-end funds to open-end funds.
  • We have advised funds and advisory organizations on the sale of their investment advisory businesses, fund mergers and reorganizations, and SEC inspection issues and enforcement proceedings.
  • Our team understands the hedge fund industry from both a legal and a business perspective, advising domestic and offshore hedge funds and their managers in all aspects of their businesses.
  • We are a national leader in advising and representing sponsors of UITs, and have significant experience designing and structuring innovative product ideas in this sector.
  • We represent broker-dealers on a wide range of regulatory, transactional, organizational, and other matters involving the SEC, NASD regulation, and state regulatory agencies.

INDUSTRY RECOGNITION

  • Ranked Band 3 in Nationwide Banking & Finance in Chambers USA

Spotlight

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Related Practices

Alternative Lender and Private Credit