Represented GAMCO Investors, Inc. in the spin-off of its subsidiary, Associated Capital Group, Inc.
Advised Eaton Vance Distributors, Inc.,a wholly-owned subsidiary of Eaton Vance Corp., on the launch of its first unit investment trusts
Represented SoftBank Corp. in the execution of definitive agreements to invest US$1B in Coupang
A Leading Investment Management Legal Team
Our leading team offers clients a complete portfolio of capabilities covering all aspects of the investment management industry. We serve as counsel to mutual funds, exchange-traded funds, unit investment trusts (UITs), domestic and offshore private investment funds (including venture capital, private equity, and hedge funds), investment advisers, and broker-dealers, as well as open-end and closed-end funds, fund advisers, independent directors, fund administrators, and fund underwriters.
We have advised funds and advisory organizations on the sale of their investment advisory businesses, fund mergers and reorganizations, and SEC inspection issues and enforcement proceedings.