Speaking Engagement

NIRI's Regulations 101

Friday, December 09 06:00 AM BST to 06:00 AM BST

Regulations 101  Date: 12/8/2011Event start time: 08:00 AM

Speaker(s): Stephen Cooke and Michael Zuppone of Paul Hastings LLPModerator: Mary Beth Kissane, Principal at Walek & Associates

Become your companys in-house expert on the regulations and court decisions that define investor relations

This valuable seminar provides a comprehensive overview of regulations and court decisions that impact financial disclosure, governance issues, self-regulating organizations (NYSE and NASDAQ) reporting, governance requirements, and civil and criminal liabilities.

This one-day seminar goes beyond text book instruction to provide small group discussion and application of regulatory issues to hypothetical cases. Instructors are a leading team of legal experts and partners from Paul Hastings LLP, moderated by NIRI National Board member Mary Beth Kissane, JD, MA, Principal, Walek & Associates and Founder, Corporate Perception Research LLC.

Important to all in the financial disclosure and communications process, including investor relations practitioners and counselors, CFOs and financial communications professionals who want a primer on the regulations.

Topics Include:

  • The basic reporting requirements of public companies

  • Corporate governance issues that impact investor relations

  • Periodic reports that public companies must file with the SEC

  • The impact of FinReg, Sarbanes Oxley, Reg FD, and Reg G

For additional information and to register, visit the NIRI website here.

Get In Touch With Us

Contact Us