Video series

Partners Nick Morgan and Tom Zaccaro host "SEC Roundup," a video series focusing on updates from the U.S. Securities and Exchange Commission with various feature guests from within the firm and the industry. Check back regularly for focused conversations, takeaways, outlooks and highlights on all things related to the SEC.

Latest Episode

Episode 29: Suzan Rose (AIMA) Encourages Public Comments on SEC Spring Rulemaking Agenda

Suzan Rose, Senior Advisor on Government & Regulatory Affairs for The Alternative Investment Management Association discusses the SEC’s massive Spring Regulatory Agenda and how retail investors, other market participants, and members of the public can (and should) get involved in the SEC’s rule making process by submitted comments on proposed rules.

Episodes