Organized and launched a new mutual fund group for TCW Group, the TCW Alternative Funds.
Represented Gabelli affiliate Teton Advisers in its acquisition of Keeley Advisers.
Advised Invesco on its unit investment trust (UIT) business, notably on the creation and registration of roughly 250 individual registered UITs totaling approximately $6 billion in assets.
Represented Rainier Funds in its acquisition by Manning & Napier and Hennessy Funds Trust, handling the liquidation and de-registration of that fund group once the acquisition closed.
A Leading Investment Management Legal Team
Our leading team offers clients a complete portfolio of capabilities covering all aspects of the investment management business. We serve as counsel to funds and their advisors and boards on the creation and regulation of all public fund structures (mutual funds, closed end funds, ETFs, and BDCs), the sales and reorganizations of investment advisory businesses, fund mergers and reorganizations, civil litigation, and SEC inspections and enforcement proceedings.