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Speaking Engagement

Houlihan Lokey, Paul Hastings and Sagient/PlacementTracker Present an Interactive Webinar: PIPEs: The Ever-Evolving Financing Technique

Thursday, May 14 04:00 AM GMT to 04:00 AM GMT

Over the past several years, the PIPEs (Private Investment in Public Equity) market has come of age. In addition to the historical role as a popular financing method for small- to medium-sized companies, PIPEs have begun to be used as a broader financing mechanism in situations where SEC registration hasn't been available. Indeed, General Electric recently used a PIPE structure to attract an investment from Berkshire Hathaway, and even financial sponsors have started to turn to PIPEs as an alternative method of investing. Conventional follow-on offerings have also started incorporating some aspects of PIPE execution through a rise in the use of issuer-approved "wall crossings" of investors.

Please join investment, legal and research experts from Houlihan Lokey, Paul Hastings, and Sagient/PlacementTracker as they explore the current market for PIPE financing. Specific topics to be covered include:

  • An introduction to PIPEs, including an overview of structures and basic definitions

  • Types of PIPE investors, including several new entrants and their effect on the market

  • Key terms of convertible and common issuances

  • Key negotiating variables, particularly in the technology and life sciences industries

  • Recent developments in the current market landscape

  • Rights offerings as a possible alternative to PIPEs

  • The current legal landscape regarding PIPEs

  • Potential conflicts of interest

  • Recent situations involving material, non-public information and PIPEs

Panelists:

Tad Flynn • Managing Director, Houlihan LokeyJennifer Muller • Managing Director, Houlihan LokeyJeff Hartlin • Partner, Paul, Hastings, Janofsky & Walker LLPBrian M. Overstreet • President & CEO, Sagient Research Systems Inc

The program will run for 90 minutes and will include the opportunity for participants to ask questions of the panelists.


Practice Areas

Financial Services

Fintech and Payments


Contributor

Image: Jeff Hartlin
Jeff Hartlin

Partner, Corporate Department

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