NRS presents Investment Adviser Regulatory Update
National Regulatory Services presents a webinar:Investment Adviser Regulatory UpdateDecember 6, 20111:00 PM 3:00 PM ET
This session will provide you with a virtual, real-time briefing on regulatory reform and other recent and pending regulatory developments, the possible implications for your firm, and the new challenges and best practices that should be on your radar screen.
After attending this course, attendees should be able to:• Utilize the update on and analysis of Congressional and SEC regulatory reform initiatives to help you and your firm prepare• Define the potential impact of regulatory reform on investment advisers, hedge funds and broker-dealers• Apply practical advice on preparing for and grappling with today's shifting regulatory environment and its uncertainties• List the compliance issues currently stamped "high-priority" and determine which regulatory developments affect your firm• Develop risk management strategies that address SEC priorities
NRS has designed this program to the professional competency of advisory professionals with legal, compliance and management responsibilities, this course qualifies for two (2) IACCP Continuing Education credit hours.
Pre-requisites for participation: The pre-requisite for participation is a basic understanding of definitions and concepts arising under the Investment Advisers Act of 1940.
Paul Hastings partner Mitchell Nichter is a featured speaker for this program. For additional information and to register, visit the NRS website