Attorney Authored

DC Circuit Ruling confirms split on SEC's use of in-house judges

July 10, 2017

Nicolas Morgan, Sam Puathasnanon, Thomas Zaccaro, and Kyle Jones

On June 26, an en banc panel of the U.S. Court of Appeals for the D.C. Circuit denied the petition for review in Raymond L Lucia Cos. v. SEC, a case that involved a constitutional challenge to the Securities and Exchange Commission's administrative proceedings.

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