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DC Circuit Ruling confirms split on SEC's use of in-house judges

July 10, 2017

By Nicolas Morgan, Sam Puathasnanon, Thomas Zaccaro, and Kyle Jones

On June 26, an en banc panel of the U.S. Court of Appeals for the D.C. Circuit denied the petition for review in Raymond L Lucia Cos. v. SEC, a case that involved a constitutional challenge to the Securities and Exchange Commission's administrative proceedings.

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Image: Thomas A. Zaccaro
Thomas A. Zaccaro
Partner, Litigation Department

Image: Nick Morgan
Nick Morgan
Partner, Litigation Department

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Image: Thomas A. Zaccaro
Thomas A. Zaccaro
Partner, Litigation Department
Image: Nick Morgan
Nick Morgan
Partner, Litigation Department