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Despite Recent Setbacks in the Courts, the SEC Remains Focused on Short Sales in PIPE Transactions. Securities Regulation Law Journal (Summer 2009)

June 29, 2009

By Jeffrey T. Hartlin

This article is published in Securities Regulation Law Journal (Summer 2009) (Thomson Reuters © 2009) and is reprinted with the permission of Thomson Reuters/West. Further reproduction of any kind is strictly prohibited.

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Jeff Hartlin
Partner, Corporate Department