Attorney Authored

Steps to Avoid Losing Form S-3 Eligibility & Incurring Other Penalties After a Late Exchange Act Filing, Part 2.

December 05, 2008

BY JEFFREY HARTLIN

This is the second of a two-part series on how issuers can avoid losing Form S-3 eligibility. In this installment, the author details remedial actions to “correct” missed filing deadlines. The first part, dealing with the implications of the loss of Form S-3 registration statement eligibility, was published in our October issue.

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