left-caret
All Insights

Attorney Authored

Why the SEC’s Proposal to Amend Rule 13f-1 Should Fail

July 27, 2020

By Eduardo Gallardo

On July 10, the Securities and Exchange Commission (SEC) proposed a 35-fold increase – from $100 million to $3.5 billion – in the threshold for requiring institutional investment managers to publicly report their equity holdings on Form 13F. This is a remarkable development at a time when issuers and large sectors of the market are demanding more, not  less, transparency from investment managers, particularly activist hedge funds.

Click here for the full article

 

This article originally appeared in The CLS Blue Sky Blog - Columbia Law School's Blog on Corporations and The Capital Markets. Eduardo Gallardo is on the advisory board and a regular contributor.

Get In Touch With Us

Contact Us