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Client Alert
New Reporting Requirements for Brokers, Mutual Funds, and Unit Investment Trusts in the Emergency Economic Stabilization Act of 2008
October 15, 2008
Joseph P. Opich, David Makso and Matt Walding
The Emergency Economic Stabilization Act of 2008 (the Act) includes new information reporting requirements for brokers that also apply to mutual funds and unit investment trusts organized as regulated investment companies (RICs) under the Internal Revenue Code (the Code).
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