Client Alert

Year-End, Quarterly and Other Filings Under Section 13 and Section 16 of the Securities Exchange Act of 1934

January 01, 2002

By Paul Hastings Professional

Section 13 of the Securities Exchange Act of 1934, as amended and rules promulgated thereunder require advisers and brokers who exercise investment discretion over exchange-traded equity securities to file acquisition and ownership reports with the Securities and Exchange Commission.

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