Calling All Unregistered Fund Sponsors,Advisers and Managers: Learn About the Impact of the Dodd-Frank Act

Friday, April 08 04:00 AM BST to 04:00 AM BST

The Dodd-Frank Wall Street Reform and Consumer Protection Act has profound implications for private fund sponsors, advisers and managers.

To help shine some light on the provisions of the Dodd-Frank legislation that are focused on the regulation of private investment funds and investment managers, Paul Hastings and Rothstein Kass are offering a complimentary ninety-minute program followed by a reception.


•  Understand the provisions of the legislation and recognize which require registration•  Understand the registration process and identify ongoing compliance requirements•  Identify the new record keeping and reporting requirements•  Understand the impact of the amendments to the SEC Custody Rule


Siobhan BurkePartner, Paul Hastings, Los Angeles (Moderator)

Robert CarlsonPartner, Paul Hastings, Los Angeles

Marc WolfPrincipal, Rothstein Kass, Beverly Hills

Art ZwickelPartner, Paul Hastings, Los Angeles

DATEThursday, April 7, 2011

TIME3:30 pm Registration4:00 pm - 5:30 pm Briefing5:30 pm - 7:00 pm Reception

LOCATIONThe California ClubThe Gold Room - 2nd Floor538 South Flower StreetLos Angeles, CA 90071

Validated valet parking available: Enter at 538 South Flower Street.

ATTIREBusiness Attire per The California Club's Dress Code

RSVP by Thursday, March 31, 2011 to Maria Carpenter at mariacarpenter@paulhastings.com or 1.212.318.6307.

CLE and CPE credit pending approval.

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