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First-of-its-kind Action by the SEC

April 04, 2016

By Thomas A. Zaccaro, Nicolas Morgan, and Peter Brejcha

On April 1, the Securities and Exchange Commission announced a settlement in connection with a first-of-its-kind enforcement action that sets an alarming precedent for companies seeking to maintain the confidentiality of their internal investigations.

Contributors

Image: Peter T. Brejcha
Peter T. Brejcha
Assistant General Counsel

Image: Thomas A. Zaccaro
Thomas A. Zaccaro
Partner, Litigation Department

Image: Nick Morgan
Nick Morgan
Partner, Litigation Department