All Insights

Attorney Authored

SEC Is Misguided On Disgorgement From Portfolio Managers

October 26, 2016

By Paul Monin & Sam Puathasnanon

Under the leadership of Chair Mary Jo White and Director of Enforcement Andrew Ceresney, the U.S. Securities and Exchange Commission has aggressively stepped up its efforts to prosecute insider trading by institutional portfolio managers in the funds that they manage.

Get In Touch With Us

Contact Us