Insights
Client Alert
DOL Issues Interim Final Rules Relating to Notice of 401(k) Blackout Periods Under Sarbanes-Oxley
October 01, 2002
Joshua H. Sternoff and Nicole K. Watson
On October 21, 2002, the Department of Labor published interim final rules to assist 401(k) (and other individual account plan) administrators with the “blackout period” limitations established by the Sarbanes-Oxley Act of 2002.
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