Client Alert

DOL Issues Interim Final Rules Relating to Notice of 401(k) Blackout Periods Under Sarbanes-Oxley

October 01, 2002

Joshua H. Sternoff and Nicole K. Watson

On October 21, 2002, the Department of Labor published interim final rules to assist 401(k) (and other individual account plan) administrators with the “blackout period” limitations established by the Sarbanes-Oxley Act of 2002.

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