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SEC Unveils Specialized Units and New Cooperation Standards

April 07, 2010

By William F. Sullivan, Thomas A. Zaccaro, Morgan J. Miller, and Adam D. Schneir

The Securities and Exchange Commission recently announced several new enforcement units and potentially significant measures intended to encourage individuals and companies to provide greater cooperation and assistance in SEC investigations and enforcement actions. This article, which originally appeared in Financial Fraud Law Report, describes these initiatives.